Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KA YU
Chinese Name of Relevant Individual
吳珈瑜
HKMA Registration Number
AG5619
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2018 - 18 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jun 2018 - 18 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2017 - 19 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2017 - 19 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2016 - 03 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2016 - 03 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2015 - 01 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2014 - 01 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Nov 2014 - 01 Mar 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KA YU
:
Chinese Name of Relevant Individual
吳珈瑜
:
HKMA Registration Number
AG5619
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5619
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
16 Jun 2018 - 18 Apr 2019
No
AG5619
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
16 Jun 2018 - 18 Apr 2019
No
AG5619
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
10 Jun 2017 - 19 Apr 2018
No
AG5619
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
10 Jun 2017 - 19 Apr 2018
No
AG5619
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 May 2016 - 03 Apr 2017
No
AG5619
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 May 2016 - 03 Apr 2017
No
AG5619
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Sep 2015 - 01 Mar 2016
No
AG5619
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Nov 2014 - 01 Mar 2016
No
AG5619
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Nov 2014 - 01 Mar 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.