Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

MCGUIRE, ROBERT JAMES

Chinese Name of Relevant Individual

HKMA Registration Number

AG5622

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

28 Feb 2019 - 01 Mar 2019

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

28 Feb 2019 - 01 Mar 2019

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

16 Apr 2018 - 20 Apr 2018

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

16 Apr 2018 - 20 Apr 2018

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

07 Mar 2017 - 10 Mar 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

07 Mar 2017 - 10 Mar 2017

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

18 Mar 2016 - 25 Mar 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

18 Mar 2016 - 25 Mar 2016

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

24 Nov 2014 - 28 Nov 2014

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

24 Nov 2014 - 28 Nov 2014

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

MCGUIRE, ROBERT JAMES

:

Chinese Name of Relevant Individual

:

HKMA Registration Number

AG5622

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AG5622

CITIBANK, N.A.

Type 1: dealing in securities

28 Feb 2019 - 01 Mar 2019

No

AG5622

CITIBANK, N.A.

Type 4: advising on securities

28 Feb 2019 - 01 Mar 2019

No

AG5622

CITIBANK, N.A.

Type 1: dealing in securities

16 Apr 2018 - 20 Apr 2018

No

AG5622

CITIBANK, N.A.

Type 4: advising on securities

16 Apr 2018 - 20 Apr 2018

No

AG5622

CITIBANK, N.A.

Type 1: dealing in securities

07 Mar 2017 - 10 Mar 2017

No

AG5622

CITIBANK, N.A.

Type 4: advising on securities

07 Mar 2017 - 10 Mar 2017

No

AG5622

CITIBANK, N.A.

Type 1: dealing in securities

18 Mar 2016 - 25 Mar 2016

No

AG5622

CITIBANK, N.A.

Type 4: advising on securities

18 Mar 2016 - 25 Mar 2016

No

AG5622

CITIBANK, N.A.

Type 1: dealing in securities

24 Nov 2014 - 28 Nov 2014

No

AG5622

CITIBANK, N.A.

Type 4: advising on securities

24 Nov 2014 - 28 Nov 2014

No