Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YEO, ZI JUN, DEBBIE
Chinese Name of Relevant Individual
HKMA Registration Number
AG5624
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2015 - 10 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2015 - 10 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Nov 2014 - 26 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2014 - 26 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YEO, ZI JUN, DEBBIE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG5624
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5624
TORONTO-DOMINION BANK
Type 1: dealing in securities
08 Mar 2015 - 10 Mar 2015
No
AG5624
TORONTO-DOMINION BANK
Type 4: advising on securities
08 Mar 2015 - 10 Mar 2015
No
AG5624
TORONTO-DOMINION BANK
Type 1: dealing in securities
25 Nov 2014 - 26 Nov 2014
No
AG5624
TORONTO-DOMINION BANK
Type 4: advising on securities
25 Nov 2014 - 26 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.