Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIU, YUK CHI
Chinese Name of Relevant Individual
姚煜志
HKMA Registration Number
AG5645
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR BUSINESS ACCOUNT ACQUISITION & ENGAGEMENT MANAGER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR BUSINESS ACCOUNT ACQUISITION & ENGAGEMENT MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2022 - 21 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2022 - 21 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2021 - 15 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2021 - 15 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Apr 2021 - 15 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2020 - 02 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Apr 2020 - 02 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2019 - 03 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2019 - 03 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2014 - 20 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2014 - 20 Jul 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIU, YUK CHI
:
Chinese Name of Relevant Individual
姚煜志
:
HKMA Registration Number
AG5645
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
24 Jun 2023
No
SENIOR BUSINESS ACCOUNT ACQUISITION & ENGAGEMENT MANAGER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
24 Jun 2023
No
SENIOR BUSINESS ACCOUNT ACQUISITION & ENGAGEMENT MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5645
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 24 Jun 2023
No
AG5645
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 24 Jun 2023
No
AG5645
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
06 Oct 2022 - 21 Feb 2023
No
AG5645
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
06 Oct 2022 - 21 Feb 2023
No
AG5645
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Apr 2021 - 15 Aug 2022
No
AG5645
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Apr 2021 - 15 Aug 2022
No
AG5645
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Apr 2021 - 15 Aug 2022
No
AG5645
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
09 Apr 2020 - 02 Nov 2020
No
AG5645
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
09 Apr 2020 - 02 Nov 2020
No
AG5645
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 Aug 2019 - 03 Jan 2020
No
AG5645
DAH SING BANK, LIMITED
Type 4: advising on securities
08 Aug 2019 - 03 Jan 2020
No
AG5645
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Nov 2014 - 20 Jul 2019
No
AG5645
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Nov 2014 - 20 Jul 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.