Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, GUANGYUAN
Chinese Name of Relevant Individual
于光遠
HKMA Registration Number
AG5669
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Apr 2018 - 18 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Apr 2018 - 18 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2014 - 14 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2014 - 14 Aug 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, GUANGYUAN
:
Chinese Name of Relevant Individual
于光遠
:
HKMA Registration Number
AG5669
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5669
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Apr 2018 - 18 Apr 2022
No
AG5669
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Apr 2018 - 18 Apr 2022
No
AG5669
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Nov 2014 - 14 Aug 2016
No
AG5669
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Nov 2014 - 14 Aug 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.