Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, PUI SZE RUBY
Chinese Name of Relevant Individual
黃沛詩
HKMA Registration Number
AG5670
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PRODUCT SALES - BANCASSURANCE, SME BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, PRODUCT SALES - BANCASSURANCE, SME BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 02 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 02 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2020 - 17 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Nov 2020 - 17 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Nov 2017 - 19 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
02 Nov 2017 - 19 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2017 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2014 - 20 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2014 - 20 Aug 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, PUI SZE RUBY
:
Chinese Name of Relevant Individual
黃沛詩
:
HKMA Registration Number
AG5670
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
02 Nov 2022
No
SPECIALIST, PRODUCT SALES - BANCASSURANCE, SME BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
02 Nov 2022
No
SPECIALIST, PRODUCT SALES - BANCASSURANCE, SME BANKING
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5670
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 02 Nov 2022
No
AG5670
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 02 Nov 2022
No
AG5670
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Nov 2020 - 17 Jun 2021
No
AG5670
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Nov 2020 - 17 Jun 2021
No
AG5670
HANG SENG BANK, LIMITED
Type 1: dealing in securities
02 Nov 2017 - 19 Dec 2018
No
AG5670
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
02 Nov 2017 - 19 Dec 2018
No
AG5670
HANG SENG BANK, LIMITED
Type 4: advising on securities
02 Nov 2017 - 27 Mar 2018
No
AG5670
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Nov 2014 - 20 Aug 2017
No
AG5670
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Nov 2014 - 20 Aug 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.