Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KIM, BUM SUK
Chinese Name of Relevant Individual
金範錫
HKMA Registration Number
AG5742
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 29 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 29 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2014 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Action Date
Action Taken
Press Release Download
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KIM, BUM SUK
:
Chinese Name of Relevant Individual
金範錫
:
HKMA Registration Number
AG5742
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5742
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 29 Mar 2018
No
AG5742
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 29 Mar 2018
No
AG5742
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
04 Dec 2014 - 30 Sep 2016
No
AG5742
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
04 Dec 2014 - 30 Sep 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Action Date
Action Taken
Press Release Download
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.