Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIRVINT, MICHAEL DAVID
Chinese Name of Relevant Individual
HKMA Registration Number
AG5758
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2018 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MACQUARIE BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2018 - 30 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2015 - 05 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2014 - 09 Dec 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIRVINT, MICHAEL DAVID
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG5758
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5758
MACQUARIE BANK LIMITED
Type 1: dealing in securities
03 Nov 2018 - 30 Nov 2020
No
AG5758
MACQUARIE BANK LIMITED
Type 4: advising on securities
03 Nov 2018 - 30 Nov 2020
No
AG5758
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Jun 2015 - 05 Jun 2015
No
AG5758
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Dec 2014 - 09 Dec 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.