Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHANG, YI
Chinese Name of Relevant Individual
張頤
HKMA Registration Number
AG5805
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2016 - 25 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2015 - 29 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2014 - 19 Dec 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHANG, YI
:
Chinese Name of Relevant Individual
張頤
:
HKMA Registration Number
AG5805
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5805
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Nov 2016 - 25 Feb 2019
No
AG5805
BARCLAYS BANK PLC
Type 1: dealing in securities
02 Mar 2015 - 29 May 2015
No
AG5805
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Dec 2014 - 19 Dec 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
