Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ASAMIZU, YOJI
Chinese Name of Relevant Individual
HKMA Registration Number
AG5857
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 May 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, HEAD OF FIXED INCOME TRADING, ASIA
Remarks
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
First date of engagement
23 May 2022
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, HEAD OF FIXED INCOME TRADING, ASIA
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF MONTREAL
SFC CE number
AAK809
Business Address
SUITES 2806-2809, LEVEL 28, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Jan 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Jan 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2022 - 08 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2022 - 08 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
19 Jun 2020 - 15 May 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2019 - 22 Feb 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2017 - 23 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2014 - 16 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
17 Dec 2014 - 16 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ASAMIZU, YOJI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG5857
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF MONTREAL
Type 1: dealing in securities
23 May 2022
Yes
MANAGING DIRECTOR, HEAD OF FIXED INCOME TRADING, ASIA
BANK OF MONTREAL
Type 4: advising on securities
23 May 2022
Yes
MANAGING DIRECTOR, HEAD OF FIXED INCOME TRADING, ASIA
Name of Registered Institution
SFC CE number
Business Address
BANK OF MONTREAL
AAK809
SUITES 2806-2809, LEVEL 28, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5857
BANK OF MONTREAL
Type 1: dealing in securities
Since 09 Jan 2024
Yes
AG5857
BANK OF MONTREAL
Type 4: advising on securities
Since 09 Jan 2024
Yes
AG5857
BANK OF MONTREAL
Type 1: dealing in securities
23 May 2022 - 08 Jan 2024
No
AG5857
BANK OF MONTREAL
Type 4: advising on securities
23 May 2022 - 08 Jan 2024
No
AG5857
ROYAL BANK OF CANADA
Type 2: dealing in futures contracts
19 Jun 2020 - 15 May 2022
Yes
AG5857
ROYAL BANK OF CANADA
Type 1: dealing in securities
24 Apr 2019 - 22 Feb 2022
Yes
AG5857
ROYAL BANK OF CANADA
Type 1: dealing in securities
16 Aug 2017 - 23 Apr 2019
No
AG5857
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
17 Dec 2014 - 16 May 2017
No
AG5857
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
17 Dec 2014 - 16 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.