Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, DARREN KING MAN
Chinese Name of Relevant Individual
何敬文
HKMA Registration Number
AG5883
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Dec 2014 - 31 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
20 Dec 2014 - 12 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Dec 2014 - 12 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, DARREN KING MAN
:
Chinese Name of Relevant Individual
何敬文
:
HKMA Registration Number
AG5883
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5883
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
20 Dec 2014 - 31 Jul 2018
No
AG5883
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
20 Dec 2014 - 12 Apr 2015
No
AG5883
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
20 Dec 2014 - 12 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
