Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KIM, SEUNG JIN
Chinese Name of Relevant Individual
金昇璡
HKMA Registration Number
AG5905
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2015 - 25 Aug 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2015 - 25 Aug 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB HANA GLOBAL FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
10 Jul 2015 - 25 Aug 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Dec 2014 - 09 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Dec 2014 - 09 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KEB ASIA FINANCE LIMITED
Regulated Activity
Type 9: asset management
Effective Period
25 Dec 2014 - 09 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KIM, SEUNG JIN
:
Chinese Name of Relevant Individual
金昇璡
:
HKMA Registration Number
AG5905
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5905
KEB HANA GLOBAL FINANCE LIMITED
Type 1: dealing in securities
10 Jul 2015 - 25 Aug 2019
Yes
AG5905
KEB HANA GLOBAL FINANCE LIMITED
Type 4: advising on securities
10 Jul 2015 - 25 Aug 2019
Yes
AG5905
KEB HANA GLOBAL FINANCE LIMITED
Type 9: asset management
10 Jul 2015 - 25 Aug 2019
Yes
AG5905
KEB ASIA FINANCE LIMITED
Type 1: dealing in securities
25 Dec 2014 - 09 Jul 2015
No
AG5905
KEB ASIA FINANCE LIMITED
Type 4: advising on securities
25 Dec 2014 - 09 Jul 2015
No
AG5905
KEB ASIA FINANCE LIMITED
Type 9: asset management
25 Dec 2014 - 09 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.