Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YING BIN OLIVER
Chinese Name of Relevant Individual
陳頴斌
HKMA Registration Number
AG5933
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Jan 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DIRECTOR AND HEAD OF SPECIALISED PRODUCTS DEPARTMENT, ASIA PACIFIC (HONG KONG)
Remarks
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Jan 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DIRECTOR AND HEAD OF SPECIALISED PRODUCTS DEPARTMENT, ASIA PACIFIC (HONG KONG)
Remarks
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
07 Jun 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE DIRECTOR AND HEAD OF SPECIALISED PRODUCTS DEPARTMENT, ASIA PACIFIC (HONG KONG)
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
SFC CE number
AIU472
Business Address
8/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Effective Date
24 Mar 2026
Description
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
2
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Effective Date
24 Mar 2026
Description
For Types 1, 4 and 6 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of SUMITOMO MITSUI BANKING CORPORATION not subject to a similar condition.
3
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Effective Date
24 Mar 2026
Description
For Types 1, 4 and 6 regulated activities, the Executive Officer shall within 6 months from the effective date of consent for appointment as an Executive Officer for the relevant regulated activities (or within such further period as the Monetary Authority may agree in writing) have passed the relevant recognized local regulatory framework paper(s) pursuant to the Guidelines on Competence issued by the Securities and Futures Commission and informed the Monetary Authority of the examination result(s).
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Mar 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Mar 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 24 Mar 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Jun 2023 - 23 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2023 - 23 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2023 - 23 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2015 - 21 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2015 - 21 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jan 2015 - 21 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YING BIN OLIVER
:
Chinese Name of Relevant Individual
陳頴斌
:
HKMA Registration Number
AG5933
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SUMITOMO MITSUI BANKING CORPORATION
Type 1: dealing in securities
13 Jan 2023
Yes
EXECUTIVE DIRECTOR AND HEAD OF SPECIALISED PRODUCTS DEPARTMENT, ASIA PACIFIC (HONG KONG)
SUMITOMO MITSUI BANKING CORPORATION
Type 4: advising on securities
13 Jan 2023
Yes
EXECUTIVE DIRECTOR AND HEAD OF SPECIALISED PRODUCTS DEPARTMENT, ASIA PACIFIC (HONG KONG)
SUMITOMO MITSUI BANKING CORPORATION
Type 6: advising on corporate finance
07 Jun 2023
Yes
EXECUTIVE DIRECTOR AND HEAD OF SPECIALISED PRODUCTS DEPARTMENT, ASIA PACIFIC (HONG KONG)
Name of Registered Institution
SFC CE number
Business Address
SUMITOMO MITSUI BANKING CORPORATION
AIU472
8/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
SUMITOMO MITSUI BANKING CORPORATION
1
24 Mar 2026
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
SUMITOMO MITSUI BANKING CORPORATION
2
24 Mar 2026
For Types 1, 4 and 6 regulated activities, the Executive Officer shall, when actively participating in or when directly supervising the business of such activities, do so under the advice of another Executive Officer of SUMITOMO MITSUI BANKING CORPORATION not subject to a similar condition.
SUMITOMO MITSUI BANKING CORPORATION
3
24 Mar 2026
For Types 1, 4 and 6 regulated activities, the Executive Officer shall within 6 months from the effective date of consent for appointment as an Executive Officer for the relevant regulated activities (or within such further period as the Monetary Authority may agree in writing) have passed the relevant recognized local regulatory framework paper(s) pursuant to the Guidelines on Competence issued by the Securities and Futures Commission and informed the Monetary Authority of the examination result(s).
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5933
SUMITOMO MITSUI BANKING CORPORATION
Type 1: dealing in securities
Since 24 Mar 2026
Yes
AG5933
SUMITOMO MITSUI BANKING CORPORATION
Type 4: advising on securities
Since 24 Mar 2026
Yes
AG5933
SUMITOMO MITSUI BANKING CORPORATION
Type 6: advising on corporate finance
Since 24 Mar 2026
Yes
AG5933
SUMITOMO MITSUI BANKING CORPORATION
Type 6: advising on corporate finance
07 Jun 2023 - 23 Mar 2026
No
AG5933
SUMITOMO MITSUI BANKING CORPORATION
Type 1: dealing in securities
13 Jan 2023 - 23 Mar 2026
No
AG5933
SUMITOMO MITSUI BANKING CORPORATION
Type 4: advising on securities
13 Jan 2023 - 23 Mar 2026
No
AG5933
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2015 - 21 Jul 2017
No
AG5933
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2015 - 21 Jul 2017
No
AG5933
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
01 Jan 2015 - 21 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.