Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAM, YIN WA PEGGY
Chinese Name of Relevant Individual

林燕華
HKMA Registration Number
AG5935
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Jan 2015
Is an Executive Officer? (Yes / No)
No
Capacity
QUALITY ANALYST
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Jan 2015
Is an Executive Officer? (Yes / No)
No
Capacity
QUALITY ANALYST
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAM, YIN WA PEGGY
:
Chinese Name of Relevant Individual
林燕華
:
HKMA Registration Number
AG5935
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Jan 2015
No
QUALITY ANALYST
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Jan 2015
No
QUALITY ANALYST