Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, SALLY
Chinese Name of Relevant Individual
林舜熙
HKMA Registration Number
AG5945
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICES MANAGER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Mar 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT SERVICES MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2017 - 25 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2017 - 25 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2016 - 13 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2016 - 13 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2015 - 31 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2015 - 31 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, SALLY
:
Chinese Name of Relevant Individual
林舜熙
:
HKMA Registration Number
AG5945
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Mar 2026
No
CLIENT SERVICES MANAGER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Mar 2026
No
CLIENT SERVICES MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5945
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 19 Mar 2026
No
AG5945
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 19 Mar 2026
No
AG5945
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Sep 2017 - 25 Dec 2025
No
AG5945
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Sep 2017 - 25 Dec 2025
No
AG5945
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jul 2016 - 13 Sep 2017
No
AG5945
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jul 2016 - 13 Sep 2017
No
AG5945
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jan 2015 - 31 May 2016
No
AG5945
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 Jan 2015 - 31 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.