Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHIU FAI
Chinese Name of Relevant Individual
陳昭暉
HKMA Registration Number
AG5973
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2019 - 27 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2019 - 27 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2017 - 28 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2017 - 28 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2015 - 02 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2015 - 02 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Aug 2015 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2015 - 17 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2015 - 17 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHIU FAI
:
Chinese Name of Relevant Individual
陳昭暉
:
HKMA Registration Number
AG5973
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5973
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
20 Jun 2019 - 27 Nov 2020
No
AG5973
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
20 Jun 2019 - 27 Nov 2020
No
AG5973
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jan 2017 - 28 Apr 2019
No
AG5973
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Jan 2017 - 28 Apr 2019
No
AG5973
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Oct 2015 - 02 Jan 2017
No
AG5973
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Aug 2015 - 02 Jan 2017
No
AG5973
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Aug 2015 - 11 Sep 2016
No
AG5973
CHONG HING BANK LIMITED
Type 1: dealing in securities
06 Jan 2015 - 17 Apr 2015
No
AG5973
CHONG HING BANK LIMITED
Type 4: advising on securities
06 Jan 2015 - 17 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.