Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LING, CHEN
Chinese Name of Relevant Individual
凌晨
HKMA Registration Number
AG5979
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 9: asset management
Effective Period
12 Feb 2016 - 02 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2016 - 02 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2015 - 02 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 9: asset management
Effective Period
07 Jan 2015 - 14 Jan 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LING, CHEN
:
Chinese Name of Relevant Individual
凌晨
:
HKMA Registration Number
AG5979
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG5979
PICTET & CIE (EUROPE) S.A.
Type 9: asset management
12 Feb 2016 - 02 Nov 2017
No
AG5979
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
15 Jan 2016 - 02 Nov 2017
No
AG5979
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
07 Jan 2015 - 02 Nov 2017
No
AG5979
PICTET & CIE (EUROPE) S.A.
Type 9: asset management
07 Jan 2015 - 14 Jan 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.