Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
XIAO, JIE
Chinese Name of Relevant Individual

肖洁
HKMA Registration Number
AG5996
Other HKMA Registration Number(s)
AF6578
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Dec 2016
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY
Remarks
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Dec 2016
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
XIAO, JIE
:
Chinese Name of Relevant Individual
肖洁
:
HKMA Registration Number
AG5996
:
Other HKMA Registration Number(s)
AF6578
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
15 Dec 2016
No
TREASURY
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
15 Dec 2016
No
TREASURY