Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHONG, WEI LING
Chinese Name of Relevant Individual
HKMA Registration Number
AG6044
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2024 - 26 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2024 - 26 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2024 - 26 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2024 - 26 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2023 - 25 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2023 - 25 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2023 - 25 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2023 - 25 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2023 - 19 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2023 - 19 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2023 - 19 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2023 - 19 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2015 - 08 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2015 - 13 Jan 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHONG, WEI LING
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG6044
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6044
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
24 Jan 2024 - 26 Jan 2024
No
AG6044
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
24 Jan 2024 - 26 Jan 2024
No
AG6044
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
24 Jan 2024 - 26 Jan 2024
No
AG6044
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
24 Jan 2024 - 26 Jan 2024
No
AG6044
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
19 Sep 2023 - 25 Sep 2023
No
AG6044
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
19 Sep 2023 - 25 Sep 2023
No
AG6044
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
19 Sep 2023 - 25 Sep 2023
No
AG6044
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
19 Sep 2023 - 25 Sep 2023
No
AG6044
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
18 May 2023 - 19 May 2023
No
AG6044
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
18 May 2023 - 19 May 2023
No
AG6044
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
18 May 2023 - 19 May 2023
No
AG6044
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
18 May 2023 - 19 May 2023
No
AG6044
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
06 May 2015 - 08 May 2015
No
AG6044
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
09 Jan 2015 - 13 Jan 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.