Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XU, LU
Chinese Name of Relevant Individual
徐露
HKMA Registration Number
AG6063
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2020 - 13 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2015 - 15 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2015 - 15 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XU, LU
:
Chinese Name of Relevant Individual
徐露
:
HKMA Registration Number
AG6063
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6063
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
18 Jul 2020 - 13 Feb 2022
No
AG6063
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
10 Jan 2015 - 15 Apr 2018
No
AG6063
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
10 Jan 2015 - 15 Apr 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.