Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSUI, HOI YAN JOCELYN
Chinese Name of Relevant Individual
徐凱欣
HKMA Registration Number
AG6073
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2025 - 22 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2025 - 22 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Dec 2020 - 17 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
15 Dec 2020 - 17 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Dec 2020 - 17 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
15 Dec 2020 - 17 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2016 - 04 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2015 - 06 Nov 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSUI, HOI YAN JOCELYN
:
Chinese Name of Relevant Individual
徐凱欣
:
HKMA Registration Number
AG6073
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6073
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
25 Oct 2025 - 22 May 2026
No
AG6073
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
25 Oct 2025 - 22 May 2026
No
AG6073
LGT BANK AG
Type 1: dealing in securities
15 Dec 2020 - 17 Oct 2025
No
AG6073
LGT BANK AG
Type 2: dealing in futures contracts
15 Dec 2020 - 17 Oct 2025
No
AG6073
LGT BANK AG
Type 4: advising on securities
15 Dec 2020 - 17 Oct 2025
No
AG6073
LGT BANK AG
Type 5: advising on futures contracts
15 Dec 2020 - 17 Oct 2025
No
AG6073
UBS AG
Type 1: dealing in securities
06 Jan 2016 - 04 Dec 2020
No
AG6073
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Jan 2015 - 06 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.