Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, KEI YU
Chinese Name of Relevant Individual
盧紀如
HKMA Registration Number
AG6085
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2022 - 01 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2022 - 01 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2020 - 26 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
20 May 2020 - 26 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2018 - 25 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2018 - 25 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2017 - 27 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2017 - 27 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2015 - 08 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2015 - 08 Oct 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, KEI YU
:
Chinese Name of Relevant Individual
盧紀如
:
HKMA Registration Number
AG6085
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6085
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
17 Sep 2022 - 01 Sep 2024
No
AG6085
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
17 Sep 2022 - 01 Sep 2024
No
AG6085
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
20 May 2020 - 26 Jun 2022
No
AG6085
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
20 May 2020 - 26 Jun 2022
No
AG6085
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
19 Jul 2018 - 25 Sep 2018
No
AG6085
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
19 Jul 2018 - 25 Sep 2018
No
AG6085
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Oct 2017 - 27 Jun 2018
No
AG6085
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Oct 2017 - 27 Jun 2018
No
AG6085
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
14 Jan 2015 - 08 Oct 2017
No
AG6085
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
14 Jan 2015 - 08 Oct 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.