Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, CHI MING WILLIAM
Chinese Name of Relevant Individual

劉子銘
HKMA Registration Number
AG6093
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR TEAM MANAGER, CONTACT CENTRE BUSINESS
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Apr 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR TEAM MANAGER, CONTACT CENTRE BUSINESS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, CHI MING WILLIAM
:
Chinese Name of Relevant Individual
劉子銘
:
HKMA Registration Number
AG6093
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
05 Apr 2023
No
SENIOR TEAM MANAGER, CONTACT CENTRE BUSINESS
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
05 Apr 2023
No
SENIOR TEAM MANAGER, CONTACT CENTRE BUSINESS