Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AGARWALLA, VIKASH
Chinese Name of Relevant Individual
HKMA Registration Number
AG6100
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2018 - 25 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2017 - 23 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2017 - 20 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2016 - 08 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jan 2016 - 29 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
04 Sep 2015 - 09 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2015 - 16 Jan 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AGARWALLA, VIKASH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG6100
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6100
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
20 Apr 2018 - 25 Apr 2018
No
AG6100
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
18 Aug 2017 - 23 Aug 2017
No
AG6100
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
13 Apr 2017 - 20 Apr 2017
No
AG6100
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Jun 2016 - 08 Jun 2016
No
AG6100
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
26 Jan 2016 - 29 Jan 2016
No
AG6100
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
04 Sep 2015 - 09 Sep 2015
No
AG6100
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
14 Jan 2015 - 16 Jan 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.