Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HU, XIUYI
Chinese Name of Relevant Individual
胡修怡
HKMA Registration Number
AG6106
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2022 - 18 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2015 - 22 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2015 - 22 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2015 - 22 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2015 - 22 Sep 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HU, XIUYI
:
Chinese Name of Relevant Individual
胡修怡
:
HKMA Registration Number
AG6106
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6106
BARCLAYS BANK PLC
Type 1: dealing in securities
20 Jun 2022 - 18 Sep 2024
No
AG6106
CITIBANK, N.A.
Type 1: dealing in securities
14 Jan 2015 - 22 Sep 2015
No
AG6106
CITIBANK, N.A.
Type 4: advising on securities
14 Jan 2015 - 22 Sep 2015
No
AG6106
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
14 Jan 2015 - 22 Sep 2015
No
AG6106
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
14 Jan 2015 - 22 Sep 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.