Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, KWAI HUNG
Chinese Name of Relevant Individual
盧貴雄
HKMA Registration Number
AG6116
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2015 - 09 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2015 - 09 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2015 - 13 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2015 - 13 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, KWAI HUNG
:
Chinese Name of Relevant Individual
盧貴雄
:
HKMA Registration Number
AG6116
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6116
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
01 Jul 2015 - 09 Aug 2018
No
AG6116
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
01 Jul 2015 - 09 Aug 2018
No
AG6116
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
14 Jan 2015 - 13 May 2015
No
AG6116
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
14 Jan 2015 - 13 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.