Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KERN, URS ERWIN
Chinese Name of Relevant Individual
HKMA Registration Number
AG6129
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2017 - 07 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2017 - 07 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2017 - 28 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2017 - 28 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2017 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2017 - 25 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2017 - 03 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2017 - 03 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2017 - 09 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2017 - 09 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2016 - 27 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2016 - 27 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Aug 2016 - 30 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 Aug 2016 - 30 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2016 - 13 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 26
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KERN, URS ERWIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG6129
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6129
CREDIT SUISSE AG
Type 1: dealing in securities
24 Nov 2017 - 07 Dec 2017
No
AG6129
CREDIT SUISSE AG
Type 4: advising on securities
24 Nov 2017 - 07 Dec 2017
No
AG6129
CREDIT SUISSE AG
Type 1: dealing in securities
22 Oct 2017 - 28 Oct 2017
No
AG6129
CREDIT SUISSE AG
Type 4: advising on securities
22 Oct 2017 - 28 Oct 2017
No
AG6129
CREDIT SUISSE AG
Type 1: dealing in securities
13 Aug 2017 - 25 Aug 2017
No
AG6129
CREDIT SUISSE AG
Type 4: advising on securities
13 Aug 2017 - 25 Aug 2017
No
AG6129
CREDIT SUISSE AG
Type 1: dealing in securities
25 Mar 2017 - 03 Apr 2017
No
AG6129
CREDIT SUISSE AG
Type 4: advising on securities
25 Mar 2017 - 03 Apr 2017
No
AG6129
CREDIT SUISSE AG
Type 1: dealing in securities
23 Feb 2017 - 09 Mar 2017
No
AG6129
CREDIT SUISSE AG
Type 4: advising on securities
23 Feb 2017 - 09 Mar 2017
No
AG6129
CREDIT SUISSE AG
Type 1: dealing in securities
11 Nov 2016 - 27 Nov 2016
No
AG6129
CREDIT SUISSE AG
Type 4: advising on securities
11 Nov 2016 - 27 Nov 2016
No
AG6129
CREDIT SUISSE AG
Type 1: dealing in securities
18 Aug 2016 - 30 Aug 2016
No
AG6129
CREDIT SUISSE AG
Type 4: advising on securities
18 Aug 2016 - 30 Aug 2016
No
AG6129
CREDIT SUISSE AG
Type 1: dealing in securities
27 May 2016 - 13 Jun 2016
No
AG6129
CREDIT SUISSE AG
Type 4: advising on securities
27 May 2016 - 13 Jun 2016
No
AG6129
CREDIT SUISSE AG
Type 1: dealing in securities
01 Mar 2016 - 15 Mar 2016
No
AG6129
CREDIT SUISSE AG
Type 4: advising on securities
01 Mar 2016 - 15 Mar 2016
No
AG6129
CREDIT SUISSE AG
Type 1: dealing in securities
13 Aug 2015 - 25 Aug 2015
No
AG6129
CREDIT SUISSE AG
Type 4: advising on securities
13 Aug 2015 - 25 Aug 2015
No
AG6129
CREDIT SUISSE AG
Type 1: dealing in securities
18 Jun 2015 - 30 Jun 2015
No
AG6129
CREDIT SUISSE AG
Type 4: advising on securities
18 Jun 2015 - 30 Jun 2015
No
AG6129
CREDIT SUISSE AG
Type 1: dealing in securities
19 Mar 2015 - 31 Mar 2015
No
AG6129
CREDIT SUISSE AG
Type 4: advising on securities
19 Mar 2015 - 31 Mar 2015
No
AG6129
CREDIT SUISSE AG
Type 1: dealing in securities
15 Jan 2015 - 28 Jan 2015
No
AG6129
CREDIT SUISSE AG
Type 4: advising on securities
15 Jan 2015 - 28 Jan 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.