Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUEN, LAI CHONG
Chinese Name of Relevant Individual
禤麗莊
HKMA Registration Number
AG6131
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2015 - 05 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2015 - 05 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2015 - 13 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2015 - 13 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUEN, LAI CHONG
:
Chinese Name of Relevant Individual
禤麗莊
:
HKMA Registration Number
AG6131
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6131
CREDIT SUISSE AG
Type 1: dealing in securities
29 Apr 2015 - 05 May 2017
No
AG6131
CREDIT SUISSE AG
Type 4: advising on securities
29 Apr 2015 - 05 May 2017
No
AG6131
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jan 2015 - 13 Apr 2015
No
AG6131
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jan 2015 - 13 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.