Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHAN, WAI FUN WINDY
Chinese Name of Relevant Individual

陳慧芬
HKMA Registration Number
AG6149
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Jan 2015
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATION MANAGER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Jan 2015
Is an Executive Officer? (Yes / No)
No
Capacity
BRANCH OPERATION MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, WAI FUN WINDY
:
Chinese Name of Relevant Individual
陳慧芬
:
HKMA Registration Number
AG6149
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jan 2015
No
BRANCH OPERATION MANAGER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Jan 2015
No
BRANCH OPERATION MANAGER