Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TSUI, KAI HO HERMAN
Chinese Name of Relevant Individual

徐啟浩
HKMA Registration Number
AG6152
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Sep 2018
Is an Executive Officer? (Yes / No)
No
Capacity
LENDING ADVISOR
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Sep 2018
Is an Executive Officer? (Yes / No)
No
Capacity
LENDING ADVISOR
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Sep 2018
Is an Executive Officer? (Yes / No)
No
Capacity
LENDING ADVISOR
Remarks
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Sep 2018
Is an Executive Officer? (Yes / No)
No
Capacity
LENDING ADVISOR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TSUI, KAI HO HERMAN
:
Chinese Name of Relevant Individual
徐啟浩
:
HKMA Registration Number
AG6152
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK, N.A.
Type 1: dealing in securities
05 Sep 2018
No
LENDING ADVISOR
CITIBANK, N.A.
Type 4: advising on securities
05 Sep 2018
No
LENDING ADVISOR
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Sep 2018
No
LENDING ADVISOR
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 Sep 2018
No
LENDING ADVISOR