Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, CHEUK CHING ROWENA
Chinese Name of Relevant Individual
劉芍菁
HKMA Registration Number
AG6179
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS DEVELOPMENT - INSURANCE
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS DEVELOPMENT - INSURANCE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2022 - 04 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 May 2022 - 04 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2018 - 17 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2018 - 17 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2015 - 30 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2015 - 30 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, CHEUK CHING ROWENA
:
Chinese Name of Relevant Individual
劉芍菁
:
HKMA Registration Number
AG6179
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Oct 2023
No
BUSINESS DEVELOPMENT - INSURANCE
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
10 Oct 2023
No
BUSINESS DEVELOPMENT - INSURANCE
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6179
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 10 Oct 2023
No
AG6179
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 10 Oct 2023
No
AG6179
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 May 2022 - 04 Sep 2023
No
AG6179
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 May 2022 - 04 Sep 2023
No
AG6179
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jul 2018 - 17 Apr 2022
No
AG6179
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Jul 2018 - 17 Apr 2022
No
AG6179
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jan 2015 - 30 Sep 2017
No
AG6179
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jan 2015 - 30 Sep 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.