Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, MIN LAN
Chinese Name of Relevant Individual
HKMA Registration Number
AG6192
Other HKMA Registration Number(s)
AG2217
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
22 May 2026 - 29 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Mar 2026 - 06 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
02 Mar 2026 - 06 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2026 - 23 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2026 - 23 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2025 - 04 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Oct 2025 - 04 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2025 - 12 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2025 - 12 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jul 2025 - 12 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jul 2025 - 12 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2025 - 30 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2025 - 30 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2025 - 09 May 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 70
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, MIN LAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG6192
:
Other HKMA Registration Number(s)
AG2217
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2217
UBS AG
Type 1: dealing in securities
22 May 2026 - 29 May 2026
No
AG2217
UBS AG
Type 4: advising on securities
22 May 2026 - 29 May 2026
No
AG2217
UBS AG
Type 1: dealing in securities
02 Mar 2026 - 06 Mar 2026
No
AG2217
UBS AG
Type 4: advising on securities
02 Mar 2026 - 06 Mar 2026
No
AG2217
UBS AG
Type 1: dealing in securities
16 Jan 2026 - 23 Jan 2026
No
AG2217
UBS AG
Type 4: advising on securities
16 Jan 2026 - 23 Jan 2026
No
AG2217
UBS AG
Type 1: dealing in securities
30 Oct 2025 - 04 Nov 2025
No
AG2217
UBS AG
Type 4: advising on securities
30 Oct 2025 - 04 Nov 2025
No
AG2217
UBS AG
Type 1: dealing in securities
05 Sep 2025 - 12 Sep 2025
No
AG2217
UBS AG
Type 4: advising on securities
05 Sep 2025 - 12 Sep 2025
No
AG2217
UBS AG
Type 1: dealing in securities
04 Jul 2025 - 12 Jul 2025
No
AG2217
UBS AG
Type 4: advising on securities
04 Jul 2025 - 12 Jul 2025
No
AG2217
UBS AG
Type 1: dealing in securities
23 May 2025 - 30 May 2025
No
AG2217
UBS AG
Type 4: advising on securities
23 May 2025 - 30 May 2025
No
AG2217
UBS AG
Type 1: dealing in securities
06 May 2025 - 09 May 2025
No
AG2217
UBS AG
Type 4: advising on securities
06 May 2025 - 09 May 2025
No
AG2217
UBS AG
Type 1: dealing in securities
14 Jan 2025 - 17 Jan 2025
No
AG2217
UBS AG
Type 4: advising on securities
14 Jan 2025 - 17 Jan 2025
No
AG2217
UBS AG
Type 1: dealing in securities
24 Jun 2024 - 28 Jun 2024
No
AG2217
UBS AG
Type 4: advising on securities
24 Jun 2024 - 28 Jun 2024
No
AG2217
UBS AG
Type 1: dealing in securities
24 May 2024 - 31 May 2024
No
AG2217
UBS AG
Type 4: advising on securities
24 May 2024 - 31 May 2024
No
AG2217
UBS AG
Type 1: dealing in securities
05 Mar 2024 - 08 Mar 2024
No
AG2217
UBS AG
Type 4: advising on securities
05 Mar 2024 - 08 Mar 2024
No
AG2217
UBS AG
Type 1: dealing in securities
17 Jan 2024 - 26 Jan 2024
No
AG2217
UBS AG
Type 4: advising on securities
17 Jan 2024 - 26 Jan 2024
No
AG2217
UBS AG
Type 1: dealing in securities
07 Jul 2023 - 14 Jul 2023
No
AG2217
UBS AG
Type 4: advising on securities
07 Jul 2023 - 14 Jul 2023
No
AG2217
UBS AG
Type 1: dealing in securities
07 Jan 2020 - 10 Jan 2020
No
AG2217
UBS AG
Type 4: advising on securities
07 Jan 2020 - 10 Jan 2020
No
AG2217
UBS AG
Type 1: dealing in securities
05 Sep 2019 - 13 Sep 2019
No
AG2217
UBS AG
Type 4: advising on securities
05 Sep 2019 - 13 Sep 2019
No
AG2217
UBS AG
Type 1: dealing in securities
18 Jun 2019 - 21 Jun 2019
No
AG2217
UBS AG
Type 4: advising on securities
18 Jun 2019 - 21 Jun 2019
No
AG2217
UBS AG
Type 1: dealing in securities
09 May 2019 - 17 May 2019
No
AG2217
UBS AG
Type 4: advising on securities
09 May 2019 - 17 May 2019
No
AG2217
UBS AG
Type 1: dealing in securities
15 Mar 2019 - 29 Mar 2019
No
AG2217
UBS AG
Type 4: advising on securities
15 Mar 2019 - 29 Mar 2019
No
AG2217
UBS AG
Type 1: dealing in securities
07 Jan 2019 - 11 Jan 2019
No
AG2217
UBS AG
Type 4: advising on securities
07 Jan 2019 - 11 Jan 2019
No
AG2217
UBS AG
Type 1: dealing in securities
18 Jun 2018 - 22 Jun 2018
No
AG2217
UBS AG
Type 4: advising on securities
18 Jun 2018 - 22 Jun 2018
No
AG2217
UBS AG
Type 1: dealing in securities
01 Feb 2018 - 09 Feb 2018
No
AG2217
UBS AG
Type 4: advising on securities
01 Feb 2018 - 09 Feb 2018
No
AG2217
UBS AG
Type 1: dealing in securities
09 Jan 2018 - 12 Jan 2018
No
AG2217
UBS AG
Type 4: advising on securities
09 Jan 2018 - 12 Jan 2018
No
AG2217
UBS AG
Type 1: dealing in securities
10 Jun 2017 - 14 Jun 2017
No
AG2217
UBS AG
Type 4: advising on securities
10 Jun 2017 - 14 Jun 2017
No
AG2217
UBS AG
Type 1: dealing in securities
10 Jan 2017 - 13 Jan 2017
No
AG2217
UBS AG
Type 4: advising on securities
10 Jan 2017 - 13 Jan 2017
No
AG2217
UBS AG
Type 1: dealing in securities
07 Nov 2016 - 09 Nov 2016
No
AG2217
UBS AG
Type 4: advising on securities
07 Nov 2016 - 09 Nov 2016
No
AG6192
UBS AG
Type 1: dealing in securities
06 Jun 2016 - 07 Jun 2016
No
AG6192
UBS AG
Type 4: advising on securities
06 Jun 2016 - 07 Jun 2016
No
AG2217
UBS AG
Type 1: dealing in securities
21 Mar 2016 - 24 Mar 2016
No
AG2217
UBS AG
Type 4: advising on securities
21 Mar 2016 - 24 Mar 2016
No
AG2217
UBS AG
Type 1: dealing in securities
20 Jan 2016 - 22 Jan 2016
No
AG2217
UBS AG
Type 4: advising on securities
20 Jan 2016 - 22 Jan 2016
No
AG2217
UBS AG
Type 1: dealing in securities
08 Jun 2015
No
AG2217
UBS AG
Type 4: advising on securities
08 Jun 2015
No
AG6192
UBS AG
Type 1: dealing in securities
10 Mar 2015 - 13 Mar 2015
No
AG6192
UBS AG
Type 4: advising on securities
10 Mar 2015 - 13 Mar 2015
No
AG6192
UBS AG
Type 1: dealing in securities
21 Jan 2015 - 22 Jan 2015
No
AG6192
UBS AG
Type 4: advising on securities
21 Jan 2015 - 22 Jan 2015
No
AG2217
UBS AG
Type 1: dealing in securities
02 Jul 2014 - 04 Jul 2014
No
AG2217
UBS AG
Type 4: advising on securities
02 Jul 2014 - 04 Jul 2014
No
AG2217
UBS AG
Type 1: dealing in securities
11 Mar 2014 - 13 Mar 2014
No
AG2217
UBS AG
Type 4: advising on securities
11 Mar 2014 - 13 Mar 2014
No
AG2217
UBS AG
Type 1: dealing in securities
15 Jan 2014 - 16 Jan 2014
No
AG2217
UBS AG
Type 4: advising on securities
15 Jan 2014 - 16 Jan 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.