Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIU, TSZ KIN
Chinese Name of Relevant Individual
蕭子健
HKMA Registration Number
AG6198
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2021 - 19 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2021 - 19 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2021 - 19 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2021 - 19 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2019 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2019 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2018 - 25 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2018 - 25 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2018 - 18 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2018 - 18 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2016 - 15 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2016 - 15 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2015 - 03 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2015 - 03 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2015 - 16 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIU, TSZ KIN
:
Chinese Name of Relevant Individual
蕭子健
:
HKMA Registration Number
AG6198
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6198
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jun 2021 - 19 Nov 2022
No
AG6198
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jun 2021 - 19 Nov 2022
No
AG6198
CITIBANK, N.A.
Type 1: dealing in securities
19 Jun 2021 - 19 Nov 2022
No
AG6198
CITIBANK, N.A.
Type 4: advising on securities
19 Jun 2021 - 19 Nov 2022
No
AG6198
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
15 Oct 2019 - 30 Apr 2021
No
AG6198
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
15 Oct 2019 - 30 Apr 2021
No
AG6198
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 May 2018 - 25 Jul 2019
No
AG6198
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 May 2018 - 25 Jul 2019
No
AG6198
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
05 Jan 2018 - 18 Apr 2018
No
AG6198
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
05 Jan 2018 - 18 Apr 2018
No
AG6198
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Sep 2016 - 15 Nov 2017
No
AG6198
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Sep 2016 - 15 Nov 2017
No
AG6198
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jul 2015 - 03 Jul 2016
No
AG6198
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
30 Jul 2015 - 03 Jul 2016
No
AG6198
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jan 2015 - 16 Mar 2015
No
AG6198
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Jan 2015 - 16 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.