Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSUI, NGA MAN
Chinese Name of Relevant Individual
徐雅文
HKMA Registration Number
AG6203
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2017 - 25 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2017 - 25 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2015 - 23 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2015 - 23 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSUI, NGA MAN
:
Chinese Name of Relevant Individual
徐雅文
:
HKMA Registration Number
AG6203
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6203
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jan 2017 - 25 Aug 2021
No
AG6203
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Jan 2017 - 25 Aug 2021
No
AG6203
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
21 Jan 2015 - 23 Jul 2015
No
AG6203
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
21 Jan 2015 - 23 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.