Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KUMAR, GAEKWAD
Chinese Name of Relevant Individual
HKMA Registration Number
AG6208
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2019 - 22 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2018 - 04 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2016 - 22 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2015 - 13 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2015 - 13 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2015 - 22 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2015 - 23 Jan 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KUMAR, GAEKWAD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG6208
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6208
ROYAL BANK OF CANADA
Type 4: advising on securities
24 Feb 2025
No
AG6208
ROYAL BANK OF CANADA
Type 1: dealing in securities
21 Aug 2019 - 22 Aug 2019
No
AG6208
ROYAL BANK OF CANADA
Type 1: dealing in securities
02 Aug 2018 - 04 Aug 2018
No
AG6208
ROYAL BANK OF CANADA
Type 1: dealing in securities
12 Jan 2016 - 22 Jan 2016
No
AG6208
ROYAL BANK OF CANADA
Type 1: dealing in securities
09 Nov 2015 - 13 Nov 2015
No
AG6208
ROYAL BANK OF CANADA
Type 1: dealing in securities
10 Sep 2015 - 13 Sep 2015
No
AG6208
ROYAL BANK OF CANADA
Type 1: dealing in securities
19 May 2015 - 22 May 2015
No
AG6208
ROYAL BANK OF CANADA
Type 1: dealing in securities
22 Jan 2015 - 23 Jan 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.