Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
POON, LAI KI
Chinese Name of Relevant Individual

潘麗琪
HKMA Registration Number
AG6215
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Jan 2015
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT BRANCH MANAGER (PREMIER SERVICE)
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Jan 2015
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT BRANCH MANAGER (PREMIER SERVICE)
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
POON, LAI KI
:
Chinese Name of Relevant Individual
潘麗琪
:
HKMA Registration Number
AG6215
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
22 Jan 2015
No
ASSISTANT BRANCH MANAGER (PREMIER SERVICE)
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
22 Jan 2015
No
ASSISTANT BRANCH MANAGER (PREMIER SERVICE)