Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
SUM, TING FAI
Chinese Name of Relevant Individual

沈廷輝
HKMA Registration Number
AG6219
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
COMMERCIAL BANKING
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Feb 2023
Is an Executive Officer? (Yes / No)
No
Capacity
COMMERCIAL BANKING
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
07 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
COMMERCIAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
SUM, TING FAI
:
Chinese Name of Relevant Individual
沈廷輝
:
HKMA Registration Number
AG6219
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Nov 2022
No
COMMERCIAL BANKING
HANG SENG BANK, LIMITED
Type 4: advising on securities
01 Feb 2023
No
COMMERCIAL BANKING
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Nov 2022
No
COMMERCIAL BANKING