Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MOK, KA YAN
Chinese Name of Relevant Individual
莫嘉欣
HKMA Registration Number
AG6224
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2017 - 20 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2017 - 20 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Aug 2017 - 20 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2015 - 15 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2015 - 15 Jan 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MOK, KA YAN
:
Chinese Name of Relevant Individual
莫嘉欣
:
HKMA Registration Number
AG6224
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6224
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Aug 2017 - 20 Jun 2019
No
AG6224
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Aug 2017 - 20 Jun 2019
No
AG6224
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Aug 2017 - 20 Jun 2019
No
AG6224
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jan 2015 - 15 Jan 2017
No
AG6224
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
22 Jan 2015 - 15 Jan 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.