Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, BOHAN
Chinese Name of Relevant Individual
李博涵
HKMA Registration Number
AG6240
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Dec 2017 - 05 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2015 - 05 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2015 - 05 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Jan 2015 - 05 Dec 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, BOHAN
:
Chinese Name of Relevant Individual
李博涵
:
HKMA Registration Number
AG6240
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6240
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
16 Dec 2017 - 05 Dec 2019
No
AG6240
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
23 Jan 2015 - 05 Dec 2019
No
AG6240
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
23 Jan 2015 - 05 Dec 2019
No
AG6240
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
23 Jan 2015 - 05 Dec 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.