Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAM, SANDY WAI MAN
Chinese Name of Relevant Individual

林慧敏
HKMA Registration Number
AG6242
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Jan 2015
Is an Executive Officer? (Yes / No)
No
Capacity
ANALYST, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Jan 2015
Is an Executive Officer? (Yes / No)
No
Capacity
ANALYST, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
24 Jan 2015
Is an Executive Officer? (Yes / No)
No
Capacity
ANALYST, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAM, SANDY WAI MAN
:
Chinese Name of Relevant Individual
林慧敏
:
HKMA Registration Number
AG6242
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
24 Jan 2015
No
ANALYST, CORPORATE AND INSTITUTIONAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
24 Jan 2015
No
ANALYST, CORPORATE AND INSTITUTIONAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 6: advising on corporate finance
24 Jan 2015
No
ANALYST, CORPORATE AND INSTITUTIONAL BANKING