Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, WAN YAN VANESSA
Chinese Name of Relevant Individual
潘韻殷
HKMA Registration Number
AG6258
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Feb 2017 - 08 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Feb 2017 - 08 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Feb 2017 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jun 2016 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2016 - 09 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2015 - 17 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2015 - 17 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, WAN YAN VANESSA
:
Chinese Name of Relevant Individual
潘韻殷
:
HKMA Registration Number
AG6258
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6258
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Feb 2017 - 08 Jan 2020
No
AG6258
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Feb 2017 - 08 Jan 2020
No
AG6258
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Feb 2017 - 27 Mar 2018
No
AG6258
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jun 2016 - 09 Dec 2016
No
AG6258
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jun 2016 - 09 Dec 2016
No
AG6258
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
24 Jan 2015 - 17 Apr 2016
No
AG6258
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
24 Jan 2015 - 17 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.