Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIANG, SIN YU
Chinese Name of Relevant Individual
姜心愉
HKMA Registration Number
AG6291
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2019 - 31 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2019 - 31 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2015 - 15 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2015 - 15 Nov 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIANG, SIN YU
:
Chinese Name of Relevant Individual
姜心愉
:
HKMA Registration Number
AG6291
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6291
BNP PARIBAS
Type 1: dealing in securities
01 Mar 2019 - 31 Oct 2025
No
AG6291
BNP PARIBAS
Type 4: advising on securities
01 Mar 2019 - 31 Oct 2025
No
AG6291
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
27 Jan 2015 - 15 Nov 2018
No
AG6291
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
27 Jan 2015 - 15 Nov 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.