Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PATRICOT, CHRISTOPHE EDOUARD
Chinese Name of Relevant Individual
HKMA Registration Number
AG6309
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2024 - 04 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2024 - 04 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2023 - 28 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2023 - 28 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2020 - 10 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jan 2020 - 10 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2018 - 30 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2018 - 30 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2017 - 01 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2017 - 01 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2017 - 02 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2017 - 02 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2016 - 19 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Aug 2016 - 19 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2016 - 18 Mar 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PATRICOT, CHRISTOPHE EDOUARD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG6309
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6309
UBS AG
Type 1: dealing in securities
30 Sep 2024 - 04 Oct 2024
No
AG6309
UBS AG
Type 4: advising on securities
30 Sep 2024 - 04 Oct 2024
No
AG6309
UBS AG
Type 1: dealing in securities
21 Apr 2023 - 28 Apr 2023
No
AG6309
UBS AG
Type 4: advising on securities
21 Apr 2023 - 28 Apr 2023
No
AG6309
UBS AG
Type 1: dealing in securities
03 Jan 2020 - 10 Jan 2020
No
AG6309
UBS AG
Type 4: advising on securities
03 Jan 2020 - 10 Jan 2020
No
AG6309
UBS AG
Type 1: dealing in securities
26 Nov 2018 - 30 Nov 2018
No
AG6309
UBS AG
Type 4: advising on securities
26 Nov 2018 - 30 Nov 2018
No
AG6309
UBS AG
Type 1: dealing in securities
27 Nov 2017 - 01 Dec 2017
No
AG6309
UBS AG
Type 4: advising on securities
27 Nov 2017 - 01 Dec 2017
No
AG6309
UBS AG
Type 1: dealing in securities
24 Feb 2017 - 02 Mar 2017
No
AG6309
UBS AG
Type 4: advising on securities
24 Feb 2017 - 02 Mar 2017
No
AG6309
UBS AG
Type 1: dealing in securities
14 Aug 2016 - 19 Aug 2016
No
AG6309
UBS AG
Type 4: advising on securities
14 Aug 2016 - 19 Aug 2016
No
AG6309
UBS AG
Type 1: dealing in securities
15 Mar 2016 - 18 Mar 2016
No
AG6309
UBS AG
Type 4: advising on securities
15 Mar 2016 - 18 Mar 2016
No
AG6309
UBS AG
Type 1: dealing in securities
17 Nov 2015 - 23 Nov 2015
No
AG6309
UBS AG
Type 4: advising on securities
17 Nov 2015 - 23 Nov 2015
No
AG6309
UBS AG
Type 1: dealing in securities
21 Jul 2015 - 24 Jul 2015
No
AG6309
UBS AG
Type 4: advising on securities
21 Jul 2015 - 24 Jul 2015
No
AG6309
UBS AG
Type 1: dealing in securities
29 Jan 2015 - 30 Jan 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.