Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, LAI NGA
Chinese Name of Relevant Individual
蘇麗雅
HKMA Registration Number
AG6321
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Mar 2015 - 16 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2015 - 16 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
29 Jan 2015 - 16 Jul 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, LAI NGA
:
Chinese Name of Relevant Individual
蘇麗雅
:
HKMA Registration Number
AG6321
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6321
HANG SENG BANK, LIMITED
Type 4: advising on securities
30 Mar 2015 - 16 Jul 2016
No
AG6321
HANG SENG BANK, LIMITED
Type 1: dealing in securities
29 Jan 2015 - 16 Jul 2016
No
AG6321
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
29 Jan 2015 - 16 Jul 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.