Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DU, MANJING
Chinese Name of Relevant Individual
杜曼菁
HKMA Registration Number
AG6329
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2019 - 19 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2015 - 19 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2015 - 04 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2015 - 04 Aug 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DU, MANJING
:
Chinese Name of Relevant Individual
杜曼菁
:
HKMA Registration Number
AG6329
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6329
UBS AG
Type 4: advising on securities
25 Oct 2019 - 19 Jun 2020
No
AG6329
UBS AG
Type 1: dealing in securities
16 Sep 2015 - 19 Jun 2020
No
AG6329
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
29 Jan 2015 - 04 Aug 2015
No
AG6329
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
29 Jan 2015 - 04 Aug 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.