Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIU, WING YUN
Chinese Name of Relevant Individual
姚詠恩
HKMA Registration Number
AG6332
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2018 - 14 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2017 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2017 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2015 - 17 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2015 - 17 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIU, WING YUN
:
Chinese Name of Relevant Individual
姚詠恩
:
HKMA Registration Number
AG6332
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6332
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
09 Feb 2018 - 14 Aug 2020
No
AG6332
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
20 Apr 2017 - 30 Apr 2017
No
AG6332
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
20 Apr 2017 - 30 Apr 2017
No
AG6332
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jan 2015 - 17 Jun 2015
No
AG6332
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
29 Jan 2015 - 17 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.