Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HON, RAYMOND
Chinese Name of Relevant Individual
韓浩德
HKMA Registration Number
AG6338
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2020 - 28 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2020 - 28 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2019 - 03 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2019 - 03 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Oct 2019 - 03 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2018 - 01 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2018 - 01 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2018 - 10 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2018 - 10 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2017 - 29 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2017 - 29 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2015 - 02 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2015 - 02 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HON, RAYMOND
:
Chinese Name of Relevant Individual
韓浩德
:
HKMA Registration Number
AG6338
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6338
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Oct 2020 - 28 Feb 2021
No
AG6338
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
10 Oct 2020 - 28 Feb 2021
No
AG6338
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Oct 2019 - 03 Sep 2020
No
AG6338
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Oct 2019 - 03 Sep 2020
No
AG6338
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Oct 2019 - 03 Sep 2020
No
AG6338
DAH SING BANK, LIMITED
Type 1: dealing in securities
21 Jul 2018 - 01 Sep 2019
No
AG6338
DAH SING BANK, LIMITED
Type 4: advising on securities
21 Jul 2018 - 01 Sep 2019
No
AG6338
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jan 2018 - 10 Jun 2018
No
AG6338
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Jan 2018 - 10 Jun 2018
No
AG6338
DAH SING BANK, LIMITED
Type 1: dealing in securities
10 May 2017 - 29 Dec 2017
No
AG6338
DAH SING BANK, LIMITED
Type 4: advising on securities
10 May 2017 - 29 Dec 2017
No
AG6338
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jan 2015 - 02 Nov 2016
No
AG6338
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Jan 2015 - 02 Nov 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.