Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PETER, ARMIN
Chinese Name of Relevant Individual
HKMA Registration Number
AG6354
Other HKMA Registration Number(s)
AG8656
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2023 - 04 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2023 - 04 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Nov 2023 - 04 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2023 - 01 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2023 - 01 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Mar 2023 - 01 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2019 - 29 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2019 - 29 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Sep 2019 - 29 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2019 - 10 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2019 - 10 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Apr 2019 - 10 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2018 - 23 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2018 - 23 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
17 Oct 2018 - 23 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 33
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PETER, ARMIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG6354
:
Other HKMA Registration Number(s)
AG8656
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8656
UBS AG
Type 1: dealing in securities
01 Nov 2023 - 04 Nov 2023
No
AG8656
UBS AG
Type 4: advising on securities
01 Nov 2023 - 04 Nov 2023
No
AG8656
UBS AG
Type 6: advising on corporate finance
01 Nov 2023 - 04 Nov 2023
No
AG8656
UBS AG
Type 1: dealing in securities
27 Mar 2023 - 01 Apr 2023
No
AG8656
UBS AG
Type 4: advising on securities
27 Mar 2023 - 01 Apr 2023
No
AG8656
UBS AG
Type 6: advising on corporate finance
27 Mar 2023 - 01 Apr 2023
No
AG8656
UBS AG
Type 1: dealing in securities
25 Sep 2019 - 29 Sep 2019
No
AG8656
UBS AG
Type 4: advising on securities
25 Sep 2019 - 29 Sep 2019
No
AG8656
UBS AG
Type 6: advising on corporate finance
25 Sep 2019 - 29 Sep 2019
No
AG8656
UBS AG
Type 1: dealing in securities
04 Apr 2019 - 10 Apr 2019
No
AG8656
UBS AG
Type 4: advising on securities
04 Apr 2019 - 10 Apr 2019
No
AG8656
UBS AG
Type 6: advising on corporate finance
04 Apr 2019 - 10 Apr 2019
No
AG8656
UBS AG
Type 1: dealing in securities
17 Oct 2018 - 23 Oct 2018
No
AG8656
UBS AG
Type 4: advising on securities
17 Oct 2018 - 23 Oct 2018
No
AG8656
UBS AG
Type 6: advising on corporate finance
17 Oct 2018 - 23 Oct 2018
No
AG8656
UBS AG
Type 1: dealing in securities
07 Mar 2018 - 12 Mar 2018
No
AG8656
UBS AG
Type 4: advising on securities
07 Mar 2018 - 12 Mar 2018
No
AG8656
UBS AG
Type 6: advising on corporate finance
07 Mar 2018 - 12 Mar 2018
No
AG8656
UBS AG
Type 1: dealing in securities
31 Oct 2017 - 06 Nov 2017
No
AG8656
UBS AG
Type 4: advising on securities
31 Oct 2017 - 06 Nov 2017
No
AG8656
UBS AG
Type 6: advising on corporate finance
31 Oct 2017 - 06 Nov 2017
No
AG8656
UBS AG
Type 1: dealing in securities
18 Apr 2017 - 24 Apr 2017
No
AG8656
UBS AG
Type 4: advising on securities
18 Apr 2017 - 24 Apr 2017
No
AG8656
UBS AG
Type 6: advising on corporate finance
18 Apr 2017 - 24 Apr 2017
No
AG8656
UBS AG
Type 1: dealing in securities
04 Aug 2016 - 08 Aug 2016
No
AG8656
UBS AG
Type 4: advising on securities
04 Aug 2016 - 08 Aug 2016
No
AG8656
UBS AG
Type 6: advising on corporate finance
04 Aug 2016 - 08 Aug 2016
No
AG8656
UBS AG
Type 1: dealing in securities
21 Aug 2015 - 24 Aug 2015
No
AG8656
UBS AG
Type 4: advising on securities
21 Aug 2015 - 24 Aug 2015
No
AG8656
UBS AG
Type 6: advising on corporate finance
21 Aug 2015 - 24 Aug 2015
No
AG6354
UBS AG
Type 1: dealing in securities
02 Feb 2015 - 04 Feb 2015
No
AG6354
UBS AG
Type 4: advising on securities
02 Feb 2015 - 04 Feb 2015
No
AG6354
UBS AG
Type 6: advising on corporate finance
02 Feb 2015 - 04 Feb 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.