Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, LOK MAN
Chinese Name of Relevant Individual
趙樂雯
HKMA Registration Number
AG6383
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR CLIENT SERVICING OFFICER
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Nov 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR CLIENT SERVICING OFFICER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 01 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2020 - 18 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2020 - 18 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2016 - 01 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2015 - 01 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Feb 2015 - 01 Jul 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, LOK MAN
:
Chinese Name of Relevant Individual
趙樂雯
:
HKMA Registration Number
AG6383
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Nov 2024
No
SENIOR CLIENT SERVICING OFFICER
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Nov 2024
No
SENIOR CLIENT SERVICING OFFICER
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6383
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 01 Nov 2024
No
AG6383
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 01 Nov 2024
No
AG6383
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Aug 2020 - 18 Oct 2024
No
AG6383
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Aug 2020 - 18 Oct 2024
No
AG6383
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Mar 2016 - 01 Jul 2020
No
AG6383
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Feb 2015 - 01 Jul 2020
No
AG6383
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Feb 2015 - 01 Jul 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.