Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
RUSHTON, SALLY ELIZABETH ANNE
Chinese Name of Relevant Individual
HKMA Registration Number
AG6386
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2016 - 29 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Jan 2016 - 29 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Feb 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
RUSHTON, SALLY ELIZABETH ANNE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG6386
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG6386
BARCLAYS BANK PLC
Type 1: dealing in securities
28 Jan 2016 - 29 Jan 2016
No
AG6386
BARCLAYS BANK PLC
Type 6: advising on corporate finance
28 Jan 2016 - 29 Jan 2016
No
AG6386
BARCLAYS BANK PLC
Type 1: dealing in securities
03 Feb 2015
No
AG6386
BARCLAYS BANK PLC
Type 6: advising on corporate finance
03 Feb 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.